IN THE MATTER OF: | STANLEY D. LINGAR, CP-45 |
Potosi Correctional Center | |
Mineral Point, Missouri 63660 | |
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TO: | THE HONORABLE BOB HOLDEN, |
Governor of the State of Missouri | |
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Respectfully submitted, | |
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KENT E. GIPSON, #34524 | |
JEREMY S. WEIS, #51514 | |
ATTORNEYS AT LAW | |
305 East 63rd Street | |
Kansas City, Missouri 64113 | |
816/363-2795 Fax 816/363-2799 | |
Attorneys for Applicant |
Page | |||
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A. | FACTUAL BACKGROUND | 1 | |
B. | PROCEDURAL HISTORY | 8 | |
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I. | Clemency Should Be Granted Because There Are Significant Concerns Surrounding Mr. Lingar's Guilt and Degree of Responsibility for this Murder | 9 | |
II. | Clemency Should Be Granted Because the State Utilized Lingar's Homosexuality as a Basis For Imposing a Sentence of Death, Which Offends Basic Notions of Justice and Fairness | 13 | |
III. | Clemency Should Be Granted Because Mr. Lingar Was Denied His Right to Effective Assistance of Counsel | 17 | |
| A. Clemency should be granted because Mr. Lingar was denied his right to effective assistance of counsel when his trial attorney admitted to the jury, without Mr. Lingar's consent, his guilt to second degree murder and basing the defense to the deliberation element of the greater first degree murder charge on the obsolete theory of voluntary intoxication. . | 18 | |
| B. Clemency should be granted because Mr. Lingar was denied his right to effective assistance of counsel when his trial attorney incorrectly argued to the jury that they could not consider non-statutory mitigating factors when they considered imposing a sentence of death | 20 | |
| C. Clemency should be granted because the jury imposed a sentence
of death without first considering seven substantial mitigating
circumstances that likely would have resulted in the jury imposing a sentence of life imprisonment.. | 22 | |
CONCLUSION | 38 | ||
ADDENDUM | |||
Prison MCMI Report | Exh. 1 | ||
Family Affidavits | Exh. 2 | ||
Transcript of David Smith's Sentencing Hearing | Exh. 3 |
IN THE MATTER OF: | ) | |
) | ||
STANLEY D. LINGAR, CP-45 | ) | Execution Scheduled for |
) | February 7, 2001 | |
Potosi Correctional Center | ) | at 12:01 a.m. |
Mineral Point, Missouri 63660 | ) | |
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TO: THE HONORABLE BOB HOLDEN,
Governor of the State of Missouri:
COMES NOW Stanley D. Lingar, by and through his counsel, and petitions the Governor for an order under Missouri Constitution Article IV, Section 7 and Section 217.800 RSMo. (1994), to grant Mr. Lingar executive clemency, and commute his death sentence to life without parole, or in the alternative stay the scheduled execution and convene a board of inquiry to further investigate the case. In support of this application, Mr. Lingar states the following grounds:
A. FACTUAL BACKGROUND:
Petitioner, Stanley Dewaine Lingar, was tried before a jury in 1986 in the
Circuit Court of St. Francois County, Missouri, on a charge of murder in the first
degree involving the murder of Thomas Scott Allen. Following a three day bifurcated
trial, the jury convicted petitioner as charged and recommended a sentence of death,
(L.f. 106), which was imposed by the trial court. (L.f. 129). The guilt phase of the
trial lasted two days. The penalty phase lasted one day. At trial, Lingar was
represented by Daniel Moore, of Poplar Bluff, Missouri, who served as lead counsel,
(PCR Tr. 19), and his co-counsel, Dale Nunnery. Mr. Moore had no previous
experience handling either a first degree murder trial or a capital murder trial. (PCR
Tr. 33). Moore and Nunnery also represented petitioner during his original direct
appeal.
In the guilt phase of the trial, the state put on sixteen witnesses and the defense put on one witness, Scott Starkey, whose testimony regarding petitioner's level of intoxication actually undermined the defense theory that petitioner could not deliberate on the shooting. (Tr. 355-361). It was the trial "strategy" of Mr. Moore to convince the jury that Lingar was guilty only of second degree murder because Lingar did not have the ability to cooly deliberate on the shooting due to his intoxication, which is the mens rea requirement necessary to convict someone of first degree murder under Missouri law. (PCR Tr. 190). In fact, during the closing arguments of the first phase of the trial, Mr. Moore conceded to the jury that Lingar committed second degree murder. (Tr. 383). Counsel made this concession without specific permission from Lingar to do so. (PCR Tr. 20).
In an attempt to establish Lingar did not "deliberate" as required for first degree murder, Mr. Moore relied heavily upon a defense of voluntary intoxication. Despite this strategy, Mr. Moore inexplicably did not present any evidence of petitioner's history of alcohol abuse or his treatment for blackouts. At the time of Mr. Lingar's trial, voluntary intoxication was no longer a viable defense in Missouri because it had been repealed as a defense to murder in 1983, two years prior to the date of the shooting. § 562.076 RSMo. Cum. Supp. (1983). As a result, the jury was not instructed that voluntary intoxication could be a defense to the crime. The prosecutor also informed the jury in closing argument that intoxication is not a defense and that there would be no instruction forthcoming which states that alcohol is a shield for Lingar's conduct. (Tr. 387).
The primary evidence presented by the prosecution at trial to establish guilt
was the testimony of Mr. Lingar's co-defendant, David Smith, who testified for the
state pursuant to a plea bargain agreement under which he received a ten year
sentence for second degree murder after Lingar's trial was completed. (Tr. 350-51). (1)
David Smith testified in long narratives without objection by either defense attorney.
David Smith gave the following account: In the late afternoon on Saturday, January 5, 1985, Lingar and Smith
were drinking and driving around town in Doniphan, Missouri. They
started drinking between 5:00 and 7:00 p.m. David Smith drank about
three bottles of wine and six to eight cans of beer while Lingar drank
two twelve packs of beer, along with another six pack of beer and about
a half a bottle of wine. (Tr. 267, 271). Late that night or in the early
morning hours of the following day as they were driving around, Lingar
and Smith came upon about six juveniles who were hitchhiking. Smith
rolled down the window of the blue mustang they were driving and
asked the boys where they were headed. Lingar informed them that he
was not going the way they were and drove off (Tr. 268). Lingar then
put the car in reverse and backed up and picked up the hitchhikers. The
five or six juveniles piled in the back seat. After driving approximately
a mile down the road, they spotted a jeep with the hood up. Lingar
pulled the Mustang up behind the jeep and everyone got out. Scott
Allen told them that he had run out of gas. Lingar told Allen that he was
headed into town and could drop Allen off at a gas station but would not
be able to bring Allen back. Allen then got a white jug from his jeep
and got in the Mustang with Lingar and Smith. The hitchhikers were
left behind at the jeep. (Tr. 269-70). Lingar then drove the car through
town and around several gas stations but they were all closed. He then
started driving out of town saying he was going to check on two gas
stations across the bridge located out of town. He then drove across the
Current River bridge but the two gas stations were both closed, and
instead of turning around to go back to town he kept driving out of
town. As they were driving, Lingar told Scott Allen to take off his
winter coat and Scott Allen refused. Lingar then told Allen to take it off
or he wasn't going to take him back to town, so Scott Allen complied.
Lingar then stopped the car by Lingo Lake and told Allen to remove his
pants and masturbate. When Allen refused, Lingar again indicated he
would not take Allen back if he did not comply. (Tr. 271-76) Lingar
then started the car and drove to his parent's house. Lingar got out of
the car leaving Smith to watch over Allen and returned with a 22
automatic rifle, got back in the car and drove back to Lingo Lake.
Lingar told Allen to continue masturbating. Allen then asked if he could
get out and urinate. As Allen was urinating, Smith looked across the top
of the car and saw Lingar standing there with the rifle laying over the
top of the car pointing towards Allen. (Tr. 276-280). Lingar fired a shot
and Allen fell to his knees. Allen then pulled himself up in the car and
sat down on the passenger side seat. Allen then jumped over the console
and sat behind the wheel, turned on the key to try to start the car, but
failed to push in the clutch. Lingar then pointed the rifle at Allen's head
and shot him again. Allen fell out of the car because the driver's door
was open. Lingar then approached Allen and shot him a third time. (Tr.
305-6). Lingar then opened the trunk, grabbed a tire iron and hit Allen
with it (Tr. 307). When Lingar realized Allen was not dead yet, he
backed up the car and then proceeded in a forward direction to strike
Allen with the car bumper. Then Lingar drove away. (Tr. 308). Lingar
and Smith drove to Lingar's brother, Eddie's house. Eddie informed
them that they needed to clean up the bloody snow, so they returned to
the scene. They put Allen's body in the trunk, drove to the Eleven Point
River bridge and threw the body off the bridge. They then drove back to
Lingar's parents house and cleaned up the trunk. (Tr. 286-93). At some
later point, Lingar and Smith decided to leave the state. After pawning
the mustang to a salvage dealer, and upon advice by Lingar's father that
it was best to leave the state, Lingar and Smith took Lingar's father's car
to Bowling Green, Kentucky to stay with Lingar's sister. They disposed
of the rifle on a back country road in Kentucky. (Tr. 300-303). The medical examiner who performed the autopsy, Dr. Ramirez, testified that
the cause of death was the first bullet to the chest. (Tr. 136, 148). At the post
conviction hearing, the pathologist of Boone County, Missouri, Dr. Jay Dix, testified
that after reviewing Dr. Ramirez' report, it was his professional opinion that David
Smith's account that Lingar repeatedly struck the head of the victim with a tire iron
and ran over the victim with the car was inconsistent with the medical evidence
because there were no bruises or abrasions on the victim's body, other than the gun
shot wounds and one laceration four inches from the right ear. (PCR Tr. 5-10). David Smith further testified that he reported to officers that Lingar was drunk
that night and that Lingar did not know what he was doing. (Tr. 323-28). David Smith
testified that "one minute he [Lingar] seemed like he knew what he was doing and the
next he just seemed totally different." (Tr. 341). In addition, the state called two of
the hitchhikers. Richard Book, one of the hitchhikers, had given a statement to
officers that Lingar and Smith were drinking and were drunk (Tr. 163-64). The other
hitchhiker called by the state, Jimmy Bessent, testified that Lingar had been drinking
but was not swerving all over the road. (Tr. 171). During the penalty phase of the trial, in his opening statement to the jury, the
prosecutor informed the jury that the only additional evidence it would present at that
stage was that Lingar had a consensual homosexual relationship with his co-defendant. (Tr. 395). Upon objection by defense counsel based upon surprise and
relevance, the state replied that the evidence was relevant to the motive, was a
circumstance of the crime, and revealed Lingar's character. (Tr. 396-97). When the
state recalled David Smith to the stand at the penalty phase, he testified that he and
Mr. Lingar were engaged in a homosexual relationship. (Tr. 403). The state did
nothing further to link this testimony with petitioner's purported motive for the
murder or any aggravating circumstance submitted. During his penalty phase argument, Mr. Moore told the jury that he was
precluded from presenting, and the jury was precluded from considering, nonstatutory
mitigating evidence and circumstances. (Tr. 437). Mr. Moore pointed out to the jury
that they should consider the statutory mitigators of Lingar's lack of prior criminal
history, Lingar's youth, and Lingar's intoxication which kept him from appreciating
the criminality of his conduct in determining punishment. (Tr. 437-38). After
approximately three hours of deliberation, the jury returned with a verdict sentencing
Lingar to death based upon a finding of two statutory aggravating circumstances. See
§ 565.032 RSMo. (1986). The jury found the aggravating circumstance that "the
murder of Thomas Scott Allen involved torture and depravity of mind." (L.f. 106).
The jury also found that the murder was committed while Lingar was engaged in the
perpetration of a kidnapping. (Id.). B. PROCEDURAL HISTORY: On April 18, 1986, Mr. Lingar's judgment of conviction for capital murder and
sentence of death was imposed in the Circuit Court of St. Francois County, Missouri.
Mr. Lingar filed a timely appeal of his conviction to the Supreme Court of Missouri,
which affirmed the conviction and sentence. State v. Lingar, 726 S.W.2d 728 (Mo.
banc 1987), cert denied, 484 U.S. 872 (1987). Thereafter, Mr. Lingar filed a post
conviction relief motion pursuant to Missouri Supreme Court Rule 27.26 (repealed
1988) in the Circuit Court of St. Francois County, Missouri. Mr. Lingar's 27.26
motion was denied by the Circuit Court after a hearing and this denial was affirmed
by the Missouri Supreme Court. Lingar v. State, 766 S.W.2d 640 (Mo. banc 1989),
cert. denied, 493 U.S. 900 (1989). On October 18, 1989, Mr. Lingar petitioned the United States District Court
for the Eastern District of Missouri pro se for habeas relief pursuant to 28 U.S.C.
§ 2254. On March 1, 1993, Mr. Lingar filed his First Amended Petition for Writ of
Habeas Corpus by and through appointed counsel, Burton H. Shostak. Mr. Lingar's
First Amended Petition for Writ of Habeas Corpus was denied without a hearing and
his case was ordered dismissed by United States District Judge Jean Hamilton in a
memorandum and order dated August 2, 1996. The Eighth Circuit , by a 2-1 vote, affirmed the denial of habeas relief. Lingar
v. Bowersox, 176 F.3d 453 (8th Cir. 1999). Judge Heaney vigorously dissented. Mr.
Lingar filed a timely petition for a writ of certiorari in the United States Supreme
Court on March 27, 2000, the Supreme Court denied Lingar's petition for certiorari.
Lingar v. Luebbers, 120 S.Ct. 1536 (2000). Lingar then filed a motion to recall the
mandate with the Missouri Supreme Court arguing, among other things, that his death
sentence should be reversed under State v. Thompson, 985 S.W.2d 779, 792 (Mo.
banc 1999), because the prosecution did not disclose their intent to use evidence of
homosexuality in aggravation of punishment. The Missouri Supreme Court summarily denied Lingar's motion to recall the
mandate on October 3, 2000. Lingar then filed a petition for writ of certiorari with
the United States Supreme Court on January 2, 2001, arguing that Mr. Lingar was
denied his right of Equal Protection based on the Court's recent pronouncement in
Bush v. Gore, ___ U.S. ___ (2000). Lingar v. Missouri, No.00-7717. Mr. Lingar is
currently awaiting a ruling on that petition. Mr. Lingar's co-defendant, David Smith, entered into a plea agreement with the
state and his trial testimony was the only direct evidence establishing that Lingar was
the "triggerman" in this murder. Smith received a ten year sentence in exchange for
his testimony and is now a free man. This lenient plea bargain given to David Smith, by itself, raises a "red flag"
regarding Smith's truthfulness and credibility. Criminal practitioners are well aware
that it is common for a co-defendant, in exchange for a favorable plea agreement, to
falsely minimize his own degree of involvement and shift the blame to a less culpable
co-defendant. There is a significant danger that this is precisely what occurred in this
case. As noted earlier, Smith's testimony was the only evidence suggesting that
Stanley Lingar, rather than Smith, was the mastermind of the kidnapping and the
triggerman in the murder. Both objective and subjective factors that can be gleaned
from the record in this case strongly support an alternative theory that it was Smith,
not Lingar, who was the ringleader of this kidnapping plot and was the person who
actually shot and killed Scott Allen. The objective evidence that suggests that Smith was the triggerman comes to
light based upon a comparison of the facts of Smith's story with the medical
testimony regarding the condition of the victim's body. Smith testified that Lingar
shot the victim, hit him several times in the head with a tire iron and then ran over
him with a car, prior to throwing the victim's body into Eleven Point River. The
medical testimony clearly establishes that Smith's account regarding the manner of
the victim's death is false. The only trauma to the victim's body, apart from the
gunshot wounds was one laceration to the head. Had the victim been struck
repeatedly in the head with a tire iron and run over by the car, there obviously would
have been additional trauma to the victim's body that would have come to light in the
autopsy. If Smith lied about the cause and manner of the victim's death, it is certainly
not unlikely that he would lie about his own degree of involvement in the killing. It
certainly would not take a great deal of intelligence or imagination for Smith to "flip-flop" his involvement with that of Lingar, portraying Lingar as the mastermind and
triggerman when in fact, Smith himself was the actual killer. There are two other subjective reasons, that can be gleaned from the facts, that
suggest that Smith was the triggerman instead of Lingar. First, Smith is much more
intelligent than Lingar. Second, as an intuitive matter, it is highly unlikely that
Lingar, if he was the mastermind of this kidnapping and murder plot, would have
been driving the car and holding the victim at gunpoint at the same time. Although Lingar's precise IQ scores are not available, both the pre-trial mental
evaluation, and, more recently Dr. A. E. Daniel have indicated that Mr. Lingar's
intelligence is in the borderline mentally retarded range. (L.f. 23-28). David Smith,
although slightly younger than Lingar, is much more intelligent. (2) Due to
confidentiality concerns, Lingar and his counsel have not had access to any of
Smith's school or prison records which we believe would establish that his level of
intellectual functioning was much higher than Stanley Lingar's. However, the Board
of Probation and Parole and the Governor's Office are not so constrained. In the
course of the investigation of this application, Mr. Lingar would respectfully request
that the Board of Probation and Parole examine the prison records of both Mr. Lingar
and Mr. Smith to see for itself which of these two men is the most likely mastermind
of these crimes. In light of this fact that Smith is the much more intelligent of the
two, as an intuitive matter, it is therefore much more likely that he was the principle
and the Lingar was the accomplice in this criminal episode. (3) The second reason to doubt Smith's testimony that Lingar, rather than Smith,
was the triggerman in the murder and mastermind of the kidnapping was his account
that Lingar, after the abduction, drove the car and held the victim at gunpoint at the
same time. As an intuitive matter, it is much more likely that the slow witted
accomplice, rather than the more intelligent mastermind would be driving the car. In
addition, it would be extraordinarily difficult for a person to concentrate on driving
and hold the victim at gunpoint at the same time. It is much more likely that Lingar,
being the accomplice, drove the car while Smith held the victim at gunpoint in the
passenger seat. Since Smith probably had possession of the weapon, it therefore,
follows that he likely shot the victim instead of Lingar. These questions surrounding the relative culpability of Lingar and Smith raises
a disturbing question regarding whether the State of Missouri put the right man on
death row. It is far from certain that Lingar, rather than Smith, masterminded this
kidnapping and killed the victim. There is no dispute that both Lingar and Smith
were involved in the abduction of the victim. However, there is enough doubt
regarding their relative degree of involvement to justify sparing Stanley Lingar's life. Clemency Should Be Granted Because the State Utilized Lingar's
Homosexuality as a Basis For Imposing a Sentence of Death, Which
Offends Basic Notions of Justice and Fairness. ...where discretion is afforded a sentencing body on a matter so grave as
the determination of whether a human life should be taken or spared,
that discretion must be suitably directed and limited so as to minimize
the risk of wholly arbitrary and capricious action. Gregg v. Georgia, 428 U.S. 153, 189 (1976). Evidence concerning Lingar's sexual preference, although purportedly offered
by the state to establish motive for the murder, was not presented during the guilt
phase of trial. Prior to the penalty phase, the state did not offer any evidence of
Lingar's homosexual relationship with the co-defendant, David Smith. This is
particularly curious because if this evidence was critical to the state's theory of motive
for the homicide, why didn't the prosecutor present this evidence during Smith's
extensive testimony in the guilty phase? (4) ... because if this was a young lady they had picked up and forced to disrobe,
that would make perfect sense in our heterosexual society. But what's odd is
the fact that they picked up a young boy. It doesn't make any sense without
this evidence. Then what happens, it starts to fit more of a pattern. (Tr. 402). However, the prosecutor did not produce any evidence to suggest that Lingar's
sexual relationship with the co-defendant motivated the offense, and raised no such
inference during his closing argument. Co-defendant David Smith testified that he
and Lingar had been engaged in a homosexual relationship; which was the only
additional aggravating evidence submitted by the state in the penalty phase, other
than a letter written by Lingar that the state believed showed a lack of remorse. (Tr.
at 403-405). In light of these circumstances, the prosecutor's purported motivation
was obviously a pretext to hide his true reason for presenting this evidence: to
inflame a homophobic jury from a rural area with prejudicial evidence that Lingar
was a practicing homosexual; a fact that the prosecution believed the jury would find
morally offensive. The federal district court recognized that admission of this evidence of
homosexuality was both irrelevant and prejudicial as a matter of Missouri state
evidentiary law. The Eighth Circuit also did not dispute Lingar's argument that the
admission of this evidence violated the constitution. However, the court
astonishingly refused to overturn Lingar's death sentence by finding that the
admission of this incredibly prejudicial evidence was harmless error. To allow a death sentence to be imposed based upon a defendant's sexual
preference is both morally and legally indefensible. Although the state apparently
recognized that this homosexuality evidence was inadmissible in the guilt phase, the
prosecution perniciously injected this evidence for the jury to consider as relevant
evidence in determining whether Lingar deserved to die. There can be no question
that this information was introduced for the sole purpose of inflaming a rural
Missouri jury into imposing a sentence of death. As a result, there is a real question
whether the jury, absent this inflammatory and irrelevant information, would have
imposed a sentence of death. The prosecution's presentation of this evidence was a transparent, but effective,
tactic to inject an inflammatory and volatile social issue into the case to influence a
rural jury to condemn appellant to die because he was, as believed by many
fundamentalist Christians in the "bible belt," an immoral sexual deviant.
Homosexuality, according to the views of many Americans, particularly
fundamentalist Protestants, indicates a "depraved mind." (5) The prejudice resulting
from this evidence permeated the sentencing proceedings with unfairness.
Elementary principles of justice and fairness demand that Stanley Lingar's death
sentence be commuted.
Clemency Should Be Granted Because Mr. Lingar Was Denied His Right to Effective Assistance of Counsel.
The Sixth Amendment recognizes the right to the assistance of counsel because it envisions counsel's playing a role that is critical to the ability of the adversarial system to produce just results.
Strickland v. Washington, 466 U.S. 668, 685 (1984).
When a human life is at stake, the Constitution demands extraordinary protections for capital defendants that can only be realized if the accused has competent counsel. The Eighth Amendment and Ineffective Assistance of Counsel at Trial in Capital Cases, 107 Harv.L.Rev. 1923, 1940 (1994). Counsel disregarded other viable guilt phase defenses to pursue a voluntary intoxication defense and further incorrectly informed the jury at the sentencing phase that it could only consider the three statutory mitigating circumstances submitted (i.e., age, lack of prior criminal history and impaired mental capacity) in determining punishment. The jury was also not presented with critically important, attainable evidence regarding appellant's family background, psychiatric history, and borderline mental retardation. Thus, it was virtually inevitable, in light of these inexcusable errors of counsel, that appellant would be convicted as charged and sentenced to die.
A. Clemency should be granted because Mr. Lingar was denied his
right to effective assistance of counsel when his trial attorney
admitted to the jury, without Mr. Lingar's consent, his guilt to
second degree murder and based the defense to the deliberation
element of the greater first degree murder charge on the obsolete
theory of voluntary intoxication.
Trial counsel's guilt phase theory of defense centered upon his mistaken belief that Lingar's voluntary intoxication negated his ability to "deliberate" and, in turn, negated the mens rea required to support a first degree murder conviction. In his closing argument, without his client's consent, counsel informed the jury that Lingar had committed second degree murder:
In this particular instance, Stanley Lingar has committed the acts contained in the instruction for second degree murder. I'll admit to that. Because I think that if I tried to argue to you that he's not guilty of second degree murder, I'm not going to have much credibility with you. Its very difficult for a defense attorney to admit any guilt on behalf of his client. I think in a case of this serious nature, where the State is talking about taking the life of Stan Lingar, that it is my duty to disclose that to you.
(Tr. 383-84).
This argument, which rested entirely on counsel's perceived validity of the
voluntary intoxication defense, had grave consequences. Because the jury was not
instructed that voluntary intoxication was a defense or a factor to consider in
determining Lingar's guilt of the charged offense, counsel presented no viable
defense at all to the capital offense of first degree murder. For all intents and
purposes, counsel, in effect, conceded that Lingar was guilty of first degree murder.
With no viable defense to the greater charge, and counsel's concession of guilt to the
homicide, conviction of the capital crime was a foregone conclusion.
Conceding Lingar's guilt and relying on legally invalid theory of defense presents a textbook example of ineffective assistance of trial counsel. Both Judge Heaney from the Eighth Circuit and District Judge Jean Hamilton recognized that counsel's performance was deficient. Counsel's incompetence is particularly egregious because, in light of the credibility problems of star witness David Smith as outlined above, a strong defense could have been presented that David Smith was the ringleader of the kidnapping and the triggerman in the murder. Had this defense been competently asserted, there is a reasonable likelihood that Mr. Lingar would have been convicted of the second degree felony murder and would have probably have been released on parole by now.
As with the homosexuality claim, it is astonishing that the courts did not grant relief on this claim. Governor Holden is not constrained by hyper-technical and arcane rules of law that, in recent years, have been manipulated and perverted by conservative courts to deny relief to prisoners on meritorious claims. If the right to effective assistance of counsel is to remain viable in this state, Stanley Lingar's death sentence should be overturned.
B. Clemency should be granted because Mr. Lingar was denied his right to effective assistance of counsel when his trial attorney incorrectly argued to the jury that they could not consider non-statutory mitigating factors when they considered imposing a sentence of death.
During his penalty phase closing argument, Lingar's attorney explained to the jury that the jury instructions "tell you what the law is." (Tr. 437) He explained to the jury that they must find an aggravating circumstance and then consider the mitigating circumstances. (Id.). In describing to the jury what mitigating circumstances they could consider, Lingar's counsel explained:
And by mitigating circumstances, we -- and when I speak of we, the defendant -- is limited to what the statutory mitigating circumstances are. We may have other mitigating circumstances but they are not involved in the statute and we're not allowed to present them. In Instruction No. 17 there is a list of the mitigating circumstances that we believe the evidence justifies.
(Id.) (emphasis added).
Both the District Court and Judge Heaney found that Lingar's attorney's performance was deficient within the meaning of Strickland:
Petitioner's attorney erred in stating to the jurors that they could consider only statutory mitigating factors. See Penry v. Lynaugh, 492 U.S. 302, 327-28 (1989) (jury must be permitted to consider any mitigating factors); Hitchcock v. Dugger, 481 U.S. 393, 398-99 (1987) (vacating death sentence where jury was instructed not to consider nonstatutory mitigating circumstances); Lockett v. Ohio, 438 U.S. 586, 605 (1978) (Ohio death penalty statute impermissible limited mitigating factors jury
20 could consider). The Court assumes that counsel's performance was deficient within the meaning of
Strickland.
It is apparent that Lingar's attorney failed to research the law regarding nonstatutory mitigating circumstances, even though his client's life was at stake.
Because of counsel's mistaken understanding of the law, the jury was precluded from hearing and considering available nonstatutory mitigating evidence including, but not limited to, the following mitigating factors: (1) a background of being victimized by physical and sexual abuse, (2) a history of serious alcohol abuse, (3) a history headaches and blackouts which could be related to his alcohol abuse, (4) that Lingar is normally a dependent, passive and non aggressive person, (5) Lingar's poor self-esteem and acute paranoia, (6) his potential to be rehabilitated through treatment, and (7) documented remorse for the crime.
The state has consistently argued that the jury was aware that they could
consider nonstatutory mitigating factors when they handed down judgment. This
argument ignores the fact that nonstatutory mitigating evidence was never presented
to the jury. As Judge Heaney noted in dissent, "I cannot accept this rationale because
the jury had no mitigating evidence to consider. Because of counsel's
misunderstanding of the law, he failed to investigate and develop nonstatutory
mitigating circumstances including a background of sexual abuse, serious alcohol
abuse, a history of blackouts, mental problems, and documented remorse for the
crime. I repeat, the fact that the jury was instructed by the court that it could consider
'any circumstances' is beside the point, as defense counsel neither developed nor
presented any such evidence."
Had Mr. Lingar's jury been specifically instructed on the seven nonstatutory mitigating circumstances set out above, it is very likely the jury would have found that the mitigating circumstances outweighed the two submitted aggravating circumstances. Therefore, it is likely the balance of the evidence would have "tipped the scales" in favor of a life sentence had counsel performed in a competent fashion.
C. Clemency should be granted because the jury imposed a sentence of death without first considering seven substantial mitigating circumstances that likely would have resulted in the jury imposing a sentence of life imprisonment.
Lingar's jury convicted him and sentenced him to death without hearing or
considering a number of mitigating circumstances. Lingar's trial counsel was
constitutionally ineffective because he failed to conduct a reasonable investigation
into Lingar's background, character, and medical and mental health. Lingar's defense
attorney failed to investigate and present to the jury the following mitigating
circumstances during the penalty phase of the trial: (1) Lingar's borderline intellectual
functioning, acute paranoid disorder, anxiety disorder, and dysthymic disorder; (6)
Instead of presenting these mitigating circumstances to the jury, Lingar's trial
counsel put forth a brief plea for mercy through three of Lingar's family members.
However, these three family members -- Lingar's mother, Gladys Lingar, his father,
Roy Lingar, and his sister, Deborah Lowe -- had already lost credibility with the jury
as it was revealed during the guilt phase of the trial that these three individuals had
tried to help Lingar escape law enforcement. (Tr. 301-302). The extent of the penalty
phase mitigating evidence included testimony from these three family members that
Lingar had never been in trouble with the law, that he was a good and helpful person,
and that he received poor grades in high school. Counsel failed to call other, more
credible witnesses to bolster the discredited testimony of these family members. The
record reveals that there were other witnesses that counsel could have called on
Lingar's behalf. (See Exh. 2).
Moreover, despite the fact that counsel relied on the mitigating instruction regarding Lingar's lack of capacity to appreciate the criminality of his conduct, supported solely with evidence of Lingar's intoxication the night of the shooting, counsel failed to ask any questions of these family members regarding Lingar's intoxication. Counsel failed to question these family members regarding Lingar's extensive history of alcohol abuse even though they were the people most familiar with it.
Lingar's jury convicted him and sentenced him to death without hearing that
his intellectual functioning fell in the borderline retarded range. The jury also never
heard that Lingar suffers from severe paranoid and anxiety disorders along with a
depression disorder known as dysthymic disorder. Although Lingar's mother, father,
and sister all testified during the penalty phase of his trial that Lingar "wasn't too high
a scholar" (Tr. 413), received poor grades in school (Tr. 416, 423), and did not
graduate from high school (Tr. 416), the jury never learned why this was so. The
pretrial mental examination found the following:
the results of both verbal and performance portions of the Wechsler Adult Intelligence Scale-Revised [WAIS-R] placed Mr. Lingar in the borderline range of intellectual functioning with a full-scale I.Q. also in the borderline range.
(L.f. 25). No WAIS-R score or IQ was reported, and, consequently, counsel never attempted to find out what Lingar's I.Q. score was. Whether due to neglect or oversight, this is a significant dereliction of duty on the part of Mr. Moore because the term "borderline" encompasses a range of intellectual functioning, the lower end of which is considered mentally retarded. Golden, Charles J, PH.D., Clinical Interpretation of Objective Psychological Tests (1979). (7)
The pretrial examination documents Lingar's significant adaptive problems
including skipping school at age 14, abusing alcohol at age 16, dropping out of
school at age 17, and inability to hold down a steady job. (L.f. 26). Counsel was also
aware that Lingar was not "self-sufficient" as he and David Smith had attempted to
live in their own trailer, but ended up moving back in with Lingar's mother and father
because they could not make it on their own. (Tr. 262-63). Lingar's adaptive
problems were obvious. These problems combined with the "borderline intellectual
functioning" should have alerted Mr. Moore of the necessity of more investigation
and further psychological testing, especially for purposes of mitigation in the penalty
phase.
On April 30, 1986, shortly after Lingar was sentenced and arrived at the Missouri Department of Corrections, a personality inventory, the Million Clinical Multi Axial Inventory (MCMI) was administered to Lingar. (Add. at 98-101). From the results of the MCMI, the following parallel DSM-III diagnoses were listed:
Axis I: Clinical Syndrome: . . . 298.30 Acute Paranoid Disorder. 300.02 Generalized Anxiety Disorder. 300.40 Dysthymic Disorder
Axis II: Personality Disorder: . . . Avoidant Personality; prominent dependent traits. Course: The major personality features described previously reflect long term or chronic traits that are likely to have persisted for several years prior to the present assessment.
* * *
Severity of Disturbance: On the basis of the test data, the assumption may be made that this inmate is experiencing a severe mental disorder. Further professional observation and care are appropriate.
(Exh. 1) (emphasis added).
The information contained in the pretrial psychiatric examination was not hidden or kept from Mr. Moore. Mr. Moore was fully aware of the findings and lack of conclusiveness on the most important mitigating issues. The results of the MCMI performed after Lingar entered the Department of Corrections reveal that Lingar's attorney failed to discover considerable additional mitigating psychiatric evidence, which, as the report states, "are likely to have persisted for several years prior to the present assessment." (Id.).
Lingar asserts that even though his attorney was operating under the deficient belief that he was limited to statutory mitigating circumstances, counsel should have discovered and introduced this mitigating psychiatric evidence because it provided a basis to support one of the statutory mitigating factors submitted, i.e., whether Lingar had the capacity to appreciate the criminality of his conduct. In addition, this evidence provided a basis to request an additional statutory mitigating circumstance regarding whether "the murder. . . was committed while the defendant was under the influence of extreme mental or emotional disturbance." § 565.032.3 (2) RSMo. (1985).
The pretrial examination further documented Lingar's history of blackouts and
its connection with his history of alcohol abuse. Once again, this history was never
presented to the jury either during the guilt phase or in mitigation of punishment. The
pretrial report documents the following:
[Mr. Lingar]. . . has been drinking heavily since age 16. He stated he used to drink two six-packs or more of beer a day. . . he stated he had "blackout spells" from age 8. He denied a complete loss of consciousness during these spells. He said he would feel weak after a spell and the spells lasted one or two minutes, but there were occasions when the spell would last a longer period of time. He was investigated at Poplar Bluff and states he was on medication, but it was not clear what medication he was treated with.
* * *
Mr. Lingar. . . related an extensive substance abuse history primarily involving the use of alcohol. He indicated he began drinking alcoholic beverages at approximately age 8 and his excessive drinking has continued to the time of his current arrest. Mr. Lingar also related a history of "black-outs" in which he more or less passes out and briefly loses consciousness. His description of these episodes, however, appear to be more like fainting spells than seizures. It is possible that there is a relationship between these episodes and Mr. Lingar's early and heavy use of alcohol, but direct connection is difficult to ascertain.
(L.f. 23-26) (emphasis added).
Lingar's trial counsel relied heavily on the extent of Lingar's intoxication the
night of the shooting both in the guilt phase and the penalty phase. Mr. Moore
admitted Lingar's guilt to all elements of murder in the first degree except
deliberation in the guilt phase, mistakenly relying on a "voluntary intoxication
defense" to the deliberation element. In the penalty phase, counsel based the statutory
mitigating instruction regarding whether Lingar had the capacity to appreciate the
criminality of his conduct solely on Lingar's intoxication that night. Despite this
"strategy," counsel completely failed to present to the jury the fact that Lingar has a
history of alcohol abuse. As demonstrated above, this history was well documented
in the pretrial mental examination.
Lingar's history of alcohol abuse was also documented in both presentence investigation reports submitted before sentencing. In the report dated April 2, 1986 submitted by Officer James Kellogg, he reports that:
Lingar stated that he began abusing alcohol when he was 16 years old. During the past few years, he would consume 2 [two] or more six-packs of beer daily. He stated that he would periodically abstain from alcohol for periods of time, but was never able to avoid resuming it. He related that he remained sober for 4 [four] months until January 1, 1985, when he resumed drinking every day, including the time of the present offense. The defendant stated that he has used marijuana on an occasional basis and would at times abuse "downers," for which he had a legitimate prescription. Lingar has never received treatment for substance abuse.
(L.f. 117). Officer Kellogg's presentence report concluded with the following:
Alcohol abuse has been a problem for the defendant for a number of years. He did not seek professional treatment, but tried unsuccessfully to abstain from alcohol on his own. Alcohol abuse is viewed by this officer as the major discernible causative factor in the present offense.
(L.f. 116). (8)
The fact that the probation officer felt Lingar's history of alcohol abuse,
not just the fact that Lingar was intoxicated on the night of the shooting, was relevant
and important for sentencing purposes reveals the extent of Moore's deficient
performance in failing to present it as mitigating evidence before the jury. In addition, the report documents that Lingar had been treated for these
blackout spells, which included a prescribed medication. In fact, on March 20, 1985,
Mr. Moore requested Lingar's medical records from Doctor's Regional Medical
Center. The only record from Doctor's Regional in Poplar Bluff, Missouri, is that of
a CT scan conducted on Lingar on December 8, 1980. This record noted in the
history section "fainting." There were also records from Ripley County Memorial
Hospital in Doniphan, Missouri which indicated that Lingar had been admitted to
Ripley County Hospital on December 2, 1980 and discharged on December 9, 1980.
These records show that Lingar was treated by a Dr. C. Forrest Sparger for blackouts
and fainting spells. (L.f. at 113). The Ripley County Records state as follows:
Chief Complaint: 1. History of fainting, intermittently for two years; 2.
History of Dizziness; 3. History of blurred vision. States he as been
treated by local physician for ulcers and nerves. . . He has never had a
EEG or brain scan. States that all the time he wants to sleep, even
during school. . . Because of the above noted symptoms he came to the
clinic on 11/25/80. X-ray of the skull done at that time showed
essentially normal skull. Because of the recurrence of the fainting, ever
since the first examination by this examiner on 11/25/80, he comes in at
this time for further evaluation and treatment. Final Diagnosis: Sphenoid, maxillary and frontal sinusitis. . . Abnormal
EKG with anterior lateral ST elevation. Chronic obstructive pulmonary
disease. . . Fainting, cause not determined. (Id.). (9) Despite the medical documentation of Lingar's history of and treatment for
black out spells, fainting, dizziness and headaches, and the fact that the cause of these
fainting episodes had not previously been determined, Mr. Moore did nothing to
further determine the cause of Lingar's medical condition. Neither did he try to
further determine whether or not Lingar's medical condition was related to his history
of alcohol abuse, and/or was a factor in Lingar's behavior the night of the shooting.
In fact, Lingar's attorney presented absolutely no evidence of Lingar's medical
condition to the jury, despite its clear relevance to the intoxication defense during the
innocence/guilt phase, and its relevance to the mitigating circumstance submitted to
the jury regarding Lingar's capacity to appreciate the criminality of his conduct. Furthermore, the pretrial psychiatric report reveals that Lingar's blackout spells
began when he was eight years old, the same year he began drinking alcoholic
beverages. (L.f. 24-26). The report also notes that it is possible that there is a link
between Lingar's heavy use of alcohol and the blackouts he experiences. (L.f. 24).
During these black outs Lingar does not completely lose consciousness, which is
consistent with the fact that he appeared conscious on the night of the murder, but did
not remember the incident clearly. This is also documented in the report: "Mr.
Lingar said beyond this point he cannot remember anything until after the alleged
crime. . .." (L.f. 25). Mr. Moore testified that when he first interviewed Lingar,
Lingar could not remember parts of the incident, but that closer to trial, Lingar no
longer claimed memory loss, although Lingar could not tell him how many times he
shot the victim. (PCR Tr. 21-22). Lingar, however, testified that what he told his
attorney about the shooting came not from his own memory, but solely from what
David Smith told him. (PCR Tr. 54-56). (10) At the very least, Lingar's jury should have heard that there was a possibility
that Lingar's intoxication was accompanied by "blackout" spells. In light of the
pretrial report and the fact that counsel's only defense was that Lingar could not
deliberate because he was voluntarily intoxicated, Mr. Moore should have presented
to the jury the obvious connection between these blackout spells and Lingar's
intoxication and loss of memory on the night of the murder. Lingar's jury sentenced him to death without hearing important mitigating
evidence concerning his background and character. Although the jury heard from
Lingar's family members that he was a good kid, helped others, and had never been
in trouble before, the jury did not hear relevant and key mitigating evidence of the
difficult childhood and teenage years Lingar experienced due to physical abuse
inflicted upon him by his father, and sexual abuse inflicted upon him by his older
male cousin. Affidavits submitted by Lingar and his mother, Gladys Lingar, reveal
that Lingar's father had a serious drinking problem and would beat Lingar and his
siblings while in a drunken rage, using whatever he could get his hands on. (Exh. 2). In addition, despite the sexual nature of the offense, Lingar's attorney failed to
discover the extensive sexual abuse Lingar suffered throughout his childhood. (11)
Affidavits submitted by Lingar and his nephews, Steve and Curtis Thornsberry, reveal
that Lingar was abused sexually by his much older cousin, Darrell Grissom, from the
age of five and lasting throughout his teens. During this sexual abuse, Darrell
Grissom fondled Lingar, attempted to penetrate him anally, and engaged Lingar in
both masturbation and oral sex. (Id.).
Had this evidence of physical and sexual abuse been presented to the jury, it
would have provided powerful evidence in the mitigation of punishment. This
evidence would have also provided an explanation for the sexual overtones
surrounding the crime. It is beyond dispute, based upon scientific data, that victims
of child sexual abuse tend to become victimizers when they become adults. See
Mendel, The Male Survivor: The Impact of Sexual Abuse (1995) pp. 121-123. Mr. Moore also failed to further investigate and present to the jury evidence
regarding Lingar's character and emotional functioning, i.e., that Lingar suffers from
poor self esteem and is generally a submissive, dependent, passive and non-aggressive person. The pretrial psychiatric examination of Lingar's responses on the
MMPI "reflected poor self-esteem" although it reported that "there was no evidence
suggestive of an ongoing thought or mood disorder." However, the MCMI
personality inventory which was administered to Lingar shortly after he arrived in the
Missouri Department of Corrections reported the following concerning Lingar's
personality patterns: Most characteristic of this prisoner is his apprehensive and fearful
mistrust of others, his marked depreciation of self-worth, a general
social passivity and awkwardness, and a fearful hesitation in most social
settings. . . this rather sad man also experiences recurrent
anxieties and a pervasive
disharmony of mood. . . . and his over concern with social rebuff and
exploitation is often intensified by his tendency to anticipate and,
thereby, elicit rejection and victimization. . . he evinces a conciliatory submission to others and a dependent search
for supportive persons as a consequence. . . he typically assumes a
passive role in which he willingly submits to the demands of others to
fulfill his dependency needs. . . he is not likely to be aggressive or a troublemaker. . . This man is frequently self-absorbed, being
lost in daydreams that may
occasionally blur fantasy with reality. . . preoccupations with personal inadequacy and feelings of worthlessness
or guilt are also notable, and they deserve careful review. . . (Exh. 1). Lingar's dependent and submissive character, coupled with his "acute
paranoia" was clearly relevant in mitigation. Eddings v. Oklahoma, 455 U.S. 104,
107-108 (1982). Although a trial attorney should not be faulted for failing to investigate
mitigating evidence when the strategy not to do so is based on sound assumptions,
Pickens, 714 F.2d at 1467, Mr. Moore's decision not to further investigate here was
based on everything but sound assumptions. It was based on counsel's lack of
knowledge of the law, and was the result of neglect, lack of thoroughness, and lack
of preparation. Lingar's attorney read the pretrial mental examination which
contained much of the mitigating evidence, but he nevertheless completely failed to
follow up on the inconclusive findings contained in report. As the MCMI reveals,
had counsel followed up and requested an additional mental evaluation, he would
have obtained additional information and documentation of Lingar's psychological
and emotional problems. The Eighth Amendment demands that the capital sentencer have full and
individualized information in deciding whether to take a life. The Sixth Amendment
imposes on counsel the duty to "individualize" his or her client before the jury can
make a reliable decision. Mr. Moore dismally failed in this duty and Lingar now
faces the ultimate prejudice of sacrificing his life. But for the constitutionally
deficient performance by Lingar's attorney, as found by Judge Heaney, there is a
reasonable probability the result of the penalty phase would have been different. Stan
Lingar's death sentence should be commuted.
Stanley Lingar's life deserves to be spared. As outlined in this application,
there are serious doubts regarding Stanley Lingar's guilt and the appropriateness of
the death sentence handed down by Mr. Lingar's jury. This case also presents an
opportunity for the Governor to demonstrate to the people of Missouri that a citizen's
private sexual practices should not be considered as a reason for imposing a sentence
of death. This case further provides the Governor with the chance to reaffirm a
unifying principle upon which both proponents and opponents of capital punishment
would agree: that in a case like this one where the evidence of guilt is uncertain, a
death sentence should not be carried out. Respectfully Submitted, _______________________ Kent E. Gipson, #34524 Jeremy S. Weis, #51514 Public Interest Litigation Clinic 305 East 63rd Street Kansas City, Missouri 64113 (816) 363-2795 Fax (816) 363-2799
Mr. Lingar has continually maintained that he cannot remember the shooting.
This is documented in the pretrial psychiatric examination. (L.f. 25). Also, Mr.
Moore testified that petitioner originally told him that he was so drunk he could
not remember the entire incident. (PCR Tr. 21). Mr. Lingar also testified to this
during the post conviction hearing. (PCR Tr. 54). Mr. Lingar testified that what
he told Mr. Moore regarding most of the details of the incident actually came from
what David Smith told him. (PCR Tr. 53-54).
"This man reports recurring episodes of alcoholism. Although he may have made efforts to resolve this difficulty, he anticipates continued problems in this area, and may experience distress over the consequences of alcoholism on his work possibilities and family relationships." (Exh. 1).
9. The medical records from Ripley County were presented to the trial judge before sentencing. They were submitted with the "partial pre-sentence" report done by the state of Missouri Board of Probation and Parole which was filed with the court on April 3, 1986. (L.F. 113). Probation and Parole officer, Dan Gregg, noted in his pre-sentence report that
[Mr. Lingar's] mother indicated that Stanley had been treated for blackouts by Dr. Sparger in approximately 1980. This doctor is no longer living, however, the medical records were obtained from the Ripley County Memorial Hospital. Lingar was in the hospital in 1980 and one of the final diagnosis was fainting, cause not determined. Most of the records were difficult to read, however, they are enclosed with this report.
(Id.). It is also important to note that this pre-sentence report was submitted to the Missouri Supreme Court as an attachment to the "Report of the Trial Judge." The Probation and Parole presentence investigative report submitted to the court by Officer James M. Kellogg also documents the following:
"Lingar stated that he recalls picking up the hitchhikers, and later the victim, but he does not remember anything that happened relative to the death of the victim. On the evening of January 6, David Smith told Lingar that Lingar had shot and killed someone. After Smith explained what happened, he and Lingar thought about giving themselves up, but were afraid of the consequences. . . Lingar stated that Smith's testimony at the trial was at variance with his earlier statements. [Lingar] stated that he believes he is innocent of murder in that he does not remember having committed the offense, and only has Smith's account that he committed the crime."
(L.f. 119). Lingar's trial attorneys also failed to discover that Lingar and his co-defendant, David Smith, had a homosexual relationship. When the evidence of this relationship was introduced in the penalty phase, Lingar's trial attorney, Mr. Nunnery, objected on the following grounds:
" . . . this relationship is also not only a secret between them, but a secret to the defense. We have never been notified that there was any evidence of homosexuality and I think it is unfair to interject it at this point in the proceedings." (Tr. 398-99).
Lingar's attorney's were completely unprepared for this evidence.